Founded to help our country respond to the Great Depression, we’re the agency that protects investors from misconduct, promotes fairness & efficiency in the securities markets, and facilitates capital …

Enjoy free public access to millions of informational documents filed by publicly traded companies and others in the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.

The Central Index Key (CIK) is used on the SEC's computer systems to identify corporations and individual people who have filed disclosure with the SEC. To find a CIK for a company, fund, or …

SEC.gov EDGAR FAQ Other search tools The new EDGAR advanced search gives you access to the full text of electronic filings since 2001.

IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators

Jan 8, 2026 · The SEC, Financial Industry Regulatory Authority (FINRA), and Municipal Securities Rulemaking Board (MSRB) are holding a virtual two-day compliance outreach program for municipal …

Jan 13, 2025 · The Securities and Exchange Commission today announced that broker-dealers Robinhood Securities LLC and Robinhood Financial LLC (collectively, Robinhood) have agreed to …

Rules and Regulations for the Securities and Exchange Commission and Major Securities Laws ... Note: See also Researching the Federal Securities Laws Through the SEC Website.

Feb 6, 2006 · Search for Mutual Funds From this page you can search for current information on mutual funds. For closed-end funds and for filings prior to February 6, 2006, click here. Note: There may be …

Paul S. Atkins was sworn into office today as the 34th Chairman of the Securities and Exchange Commission. Chairman Atkins was nominated by President Donald J. Trump on January 20, 2025, …