Consultant Marcia Mantell said she was "livid" at the idea. But advisors' clients have long worried about trust fund solvency ...

John S. Winslow bought his widowed client flowers and chocolate, then used her money to buy luxuries, authorities said.

Residents in some locations, SmartAsset reports, may be contending with high costs, weaker incomes and heavier debt burdens.

Ramy Hany Mounir's Fahim's sentence includes no possibility of parole.

The firm expects to keep the share of revenue coming from managing portfolios of longevity-linked assets and other ...

Let us look at 10 expressions that demonstrate to wealthy clients and prospects that you speak their language and understand their needs.

When a client's portfolio breaches a concentration limit, a tax-loss harvesting opportunity emerges or a market event affects a specific holding, Pulse notifies the wealth manager and evaluates the ...

For its report, the collaborative drew on six focus groups and a national survey of 669 U.S. financial advisors to examine how, when and why advisors incorporate DAFs into charitable planning.

"Many are drawn to the flexibility in choice we offer, the wide range of solutions available, and the vibrant culture and deep-rooted communities that make Osaic unique," she said. "Our ability to ...

Experienced advisors may no longer want the pace and pressure of full-time work, yet still have wisdom, perspective and purpose to offer. They may not want a full client load, a growing firm or the ...

The SEC's e-delivery approach will apply across BDs and investment advisors, Atkins said at FINRA's annual conference.