Retiring RIA seller David Laidlaw alleges the Carnegie valued his stake on $11.7 million EBITA while pitching potential ...

The SEC charges violations of federal antifraud statutes - Section 17 (a) of the Securities Act and Section 10 (b) of the ...

Parents must still act to get the $1,000 federal seed and employer contributions, giving financial advisors a role in the ...

A New York appeals court cleared the way for UBS to pursue the founder of Highland Capital Management personally for over $1 ...

"If the business is growing quickly, the owner should meet with their financial advisors and estate lawyers a few times a ...

Salespeople at the firm often went beyond the matching algorithm to recommend network advisors on its Zoe Wealth platform, ...

DeVoe data shows third-quarter RIA deals fell 19% as private equity-backed buyers increasingly target firms with $1 ...

AI is absorbing grunt work while succession needs keep next-gen advisors essential, according to Prime Capital Financial ...

The Protect College Sports Act would cap school payments and codify NIL rights, with implications for advisors guiding young ...

"I know the number that I want to be able to retire on, and now I just want out," says Wilmington Trust's Marguerite Weese, ...

Bessemer and Brown Brothers Harriman veteran Robert Ludricks III and private markets specialist Olof Akesson join the ...

The SEC filed a complaint on Sept. 24 in the US District Court for the Middle District of Florida against the operator and ...