On June 4, 2025, the US Securities and Exchange Commission (SEC) issued a “Concept Release” that will be of significant interest to our “foreign private issuer” (“FPI”) clients, their ...

The U.S. Securities and Exchange Commission told staff on Wednesday it plans to shake up its enforcement and exams divisions by having them report under new deputy directors, the latest in a ...

The Securities and Exchange Commission (SEC) was created as an independent agency in 1934. It's been called the mother-of-all-securities regulator.

The U.S. Securities and Exchange Commission is offering some employees $50,000 if they choose to resign or to retire under an early retirement program, according to an agency memo seen by Reuters.

Discover what the SEC is, its role in regulating the securities industry, and its impact on investors.

Virtu lends its support to IEX after Ken Griffin’s firm criticised planned exchange’s ability to cancel and reprice trades ...

NEW YORK/WASHINGTON (Reuters) -The U.S. Securities and Exchange Commission on Friday named new directors to two key units, as Chairman Paul Atkins begins to tap new staff for the top U.S. markets ...

Kraken, one of the world's largest cryptocurrency exchanges, said on Monday the U.S. Securities and Exchange Commission agreed in principle to dismiss a civil lawsuit accusing it of operating ...

What Is the SEC? What Does It Do? The goal of the Securities and Exchange Commission, popularly known as the SEC, is to make a positive impact on the U.S.

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-20945 In the Matter of Surgalign Holdings, Inc. and Robert P. Jordheim, Respondents.

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NEW YORK (Reuters) - The U.S. Securities and Exchange Commission told staff on Wednesday it plans to shake up its enforcement and exams divisions by having them report under new deputy directors ...