Main Street Financial Solutions, a Newtown, Pa.-based RIA with $2.5 billion in client assets, has launched a three-person RIA of former wirehouse and broker/dealer employees based in Malvern, Pa., ...

Authorities arrested a Florida man for allegedly swindling over $600,000 from 11 investors, according to New York Attorney General Letitia James. James claimed Marc Henry Menard’s three-year ...

The top SMA managers of the the decade, per Informa Investment Solutions’ PSN Top Gun awards.

Voya Financial has agreed to acquire OneAmerica Financial’s retirement plan business, which encompasses over $60 billion of assets under administration. The deal is expected to close on Jan. 1 ...

This week, Ameriprise, Cetera and LPL poach from competitors, NewEdge acquires a firm in Nebraska, and Bluespring adds to its LifeBridge RIA with a Texas-based team.

In addition, Cetera snags former Osaic advisor; Bleakley names acquisitions with over $1B in assets; Cary Street gets majority PE stake; and Savvy hires first head legal and compliance counsel.

S&P DJI-linked mid- and small-cap ETFs underperform peers due to smaller-cap tilt. Market cap ranges and stock holdings explain performance differences.

Discover the forces that are driving advisory firm M&A and the challenges the advisory businesses face in the 2023 Wealth Management M&A Outlook.

New process makes it easier to start investigations against and fine valuation professionals ...

In this week’s advisor deals and moves, Carson Wealth snags a $608M firm, RIA holding company Aspen acquires its third firm, and a $580M RIA joins Sanctuary’s independent partner channel.