James Chen, CMT is an expert trader, investment adviser, and global market strategist. Cierra Murry is an expert in banking, credit cards, investing, loans, mortgages, and real estate. She is a ...

The market outlook may not look good, but the state of Wisconsin has recently adopted legislation to protect consumers and companies who deal in securities. On Jan. 1, 2009, a state-adapted version of ...

This is the first of a series which will highlight the finer points of state Blue Sky Laws – and what to keep in mind if you are planning to prepare a Blue Sky Survey for a municipal bond transaction.

"We think this rule falls far outside what is a reasonable rule of unethical because one, it conflicts with the SEC's rule; two, it conflicts with the common law; and three, the secretary has pointed ...

Need more practice questions to prepare for the Series 66 exam? This test challenges you to apply knowledge of investment regulations, economic factors, client strategies, and the Uniform Securities ...

Kansas Insurance Commissioner Vicki Schmidt has announced that two securities bills introduced by the Kansas Department of Insurance have been signed into law. The bills are designed to protect ...