IN THE MATTER OF BAXTER INTERNATIONAL, INC., U.S. Securities and Exchange Commission, Admin. Proc. No. 3-20781 (Feb. 22, 2022) IN THE MATTER OF JEFFREY SCHAIBLE, U.S ...
The Pennsylvania Public School Employees’ Retirement System (PSERS) has been informed by the Securities & Exchange Commission (SEC) that based on the information it has received to date, it has ...
WASHINGTON, July 31, 2025 /PRNewswire/ -- The U.S. Securities and Exchange Commission seeks a Tax Administrator to provide tax compliance and administrative services for settlement funds/Qualified ...
The European Commission is mulling an SEC-style regulator that would have oversight of stock and crypto exchanges in the bloc ...
On March 6, 2024, the Securities and Exchange Commission (SEC) released its widely anticipated climate-related disclosure rules (the Final Rules). The Final Rules require registrants to disclose ...
Read full article: Robinhood joins new band of companies calling the S&P 500 their home Online broker Robinhood Markets will join the S&P 500 index Online broker Robinhood Markets will join the S&P ...
The U.S. Securities & Exchange Commission (“SEC”) is highly focused on regulating the use of artificial intelligence (“AI”) by financial services providers. A recent Mintz client alert discussed newly ...
The U.S. Securities & Exchange Commission filed a lawsuit on May 9 in Nebraska District Court targeting Guess & Co. Corp. and Jerry D. Guess over an allegedly fraudulent stock offering. The suit ...
This article is part of an occasional online series that expands on our Abolish Everything issue by suggesting ways we could do without even more federal agencies or departments. The Securities and ...
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