Integrated Solutions publishes new report calling for a modernised, more efficient US securities regulatory framework.

It does a good job of consolidating fragmented statutory regimes, but it is not a transformative market-design statute ...

Federal Securities Lawyer and Founding Attorney of Oberheiden P.C., Dr. Nick Oberheiden, answers FAQs about private placements under Regulation D. In the U.S., companies generally must register ...

Rule 144A and Regulation D offer exemptions from federal securities registration requirements under the Securities Act of 1933. However, they apply to different situations, and overseas companies must ...

Despite a decrease in exposure, the average settlement reached in a securities fraud case in the second half of the year was ...

A federal judge has dismissed a proposed class action accusing Barclays PLC and its banking unit of violating federal securities laws through the sale of billions of dollars in unregistered structured ...