If you're an estate planner, you're probably not an expert in securities laws. But you may have clients who are “insiders” of publicly held companies or who own restricted securities — and these ...

In my experience, many securities lawyers are well versed in the federal securities laws, but have little experience with state securities laws. This is ...

Despite a decrease in exposure, the average settlement reached in a securities fraud case in the second half of the year was ...

The United States Securities and Exchange Commission’s (SEC) Division of Corporation Finance (the Division) has released a statement (the Statement) on the application of the federal securities laws ...

The case is one of several attempting to get state courts to align with Jarkesy, the Supreme Court’s ruling against the ...

Opinion: Looking ahead to 2026, we expect the continued development of the law in the wake of recent US Supreme Court ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

A federal court ruling in the B. Riley Financial case shows how executives’ personal business relationships can trigger ...

The U.S. Securities and Exchange Commission's crypto task force on Friday held its first public gathering with some industry leaders to explore where digital assets could fit in the context of federal ...

Meme coins are not securities and, hence, aren't subject to federal laws regulating the financial instruments, according to the Securities and Exchange Commission. The agency has issued its official ...

SEC policy shifts, rulings on investor class status and actionable company statements, and discussions about the future of ...