InvestmentNews

SEC moves to redefine ‘small’ for advisory firms with $1B AUM line

Move would sweep many more RIAs and funds into the “small entity” bucket, potentially reshaping how the federal securities ...
Manila Standard

SEC extends discounts for small businesses

The Securities and Exchange Commission (SEC) said Monday it extended discounted rates for transactions involving micro, small ...
Crowdfund Insider

SEC Annual Small Business Forum Publishes Policy Recommendations

Once again, the Securities and Exchange Commission’s Small Business Forum has shared its views on how regulations and rules should be modified to enhance the prospects for smaller firms. This event ...
American Banker

Exclusive: Bipartisan bill would boost SEC small-business info collection

WASHINGTON — Sens. Katie Britt, R-Ala., and Catherine Cortez Masto, D-Nev., are introducing a bill that would make it easier for the Securities and Exchange Commission to survey small businesses.
Crowdfund Insider

SEC Small Business Capital Formation Advisory Committee to Discuss Reg A, Finders

The Securities and Exchange Commission (SEC), Small Business Capital Formation Advisory Committee (SBCFAC), meets tomorrow (July 22, 2025) to discuss two key issues impacting capital formation. First, ...
American Banker

Exclusive: Senate bill would loosen SEC definition of small business

Senator Katie Britt, R-Ala. WASHINGTON — A bipartisan pair of senators introduced legislation Monday aimed at overhauling the Securities and Exchange Commission's definition of small businesses. Sens.