On March 12, 2025, the Securities and Exchange Commission (the “SEC”) Division of Corporate Finance issued a no-action letter (the “Letter”) 1 clarifying “reasonable steps” issuers can take to verify ...

A recent report from the SEC's Office of the Advocate for Small Business Capital Formation presents a study on how the Rule 506(c) exemption under Regulation D of the Securities Act of 1933 is used in ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

The U.S. Securities and Exchange Commission (SEC) just made a game-changing move for capital raisers utilizing Rule 506(c) under Regulation D. On March 12, 2025; the SEC issued two new C&DIs as well ...

The Division of Economic and Risk Analysis (DERA) at the Securities and Exchange Commission (SEC) has provided an update regarding information on exempt securities offerings, including Reg D, Reg CF, ...

SEC Eases Investor Verification, Boosts Private Capital Fundraising, Lawyers Say The guidance deals with Rule 506 (c) under Regulation D, which since 2012 has permitted public fundraising and ...

Temporary Relief: On Oct. 27, 2024, by order of declaring a state of emergency for several counties in Florida due to widespread destruction caused by recent Hurricanes Helene and Milton, 8 and its ...